*(3URILOH
,QVWUXFWLRQ0DQXDODQG3HUIRUPDQFH'DWD6KHHW
*(0RGHO)4523)5HSODFHPHQW)LOWHU)LOWUHGHUHPSODFHPHQWPRGqOHGH*()4523)
)LOWURGHUHFDPELRPRGHORGH*()4523)
7RUHGXFHWKHULVNDVVRFLDWHGZLWKWKHLQJHVWLRQRIFRQWDPLQDQWVGRQRWXVH
ZLWKZDWHUWKDWLVPLFURELRORJLFDOO\XQVDIHRURIXQNQRZQTXDOLW\ZLWKRXW
DGHTXDWHGLVLQIHFWLRQEHIRUHRUDIWHUWKHV\VWHP
6PDOOSDUWVUHPDLQLQJDIWHUWKHLQVWDOODWLRQFRXOGEHDFKRNHKD]DUG'LVFDUG
VDIHO\
)LOWHULVUDWHGIRUJDOORQVDQGVKRXOGEHFKDQJHGRXWDWWKHUDWHGFDSDFLW\HYHU\PRQWKVRUZKHQDQRWLFHDEOHUHGXFWLRQLQIORZUDWHRFFXUV
/HILOWUHDXQHFDSDFLWpQRPLQDOHGHOLWUHVHWGRLWrWUHFKDQJpORUVTXHFHWWHFDSDFLWpHVWDWWHLQWHWRXVOHVPRLVRXORUVTXHOHGpELWHVWUpGXLWGHPDQLqUHDSSUpFLDEOH
/DFDSDFLGDGHVGHJDORQHV\VHGHEHUtDFDPELDUFXDQGRVHOOHJXHDGLFKDFDSDFLGDGFDGDPHVHVRFXDQGRODUHGXFFLyQGHOSURPHGLRGHOIOXMRVHDHYLGHQWH
:$51,1*
7KLV6\VWHPKDVEHHQWHVWHGDFFRUGLQJWR16)$16,IRUWKHUHGXFWLRQRI
WKHVXEVWDQFHVOLVWHGEHORZ7KHFRQFHQWUDWLRQRIWKHLQGLFDWHGVXEVWDQFHV
LQZDWHUHQWHULQJWKHV\VWHPZDVUHGXFHGWRDFRQFHQWUDWLRQOHVVWKDQRU
HTXDOWRWKHSHUPLVVLEOHOLPLWIRUZDWHUOHDYLQJWKHV\VWHPDVVSHFLILHGLQ16)
$16,
$FWXDOSHUIRUPDQFHPD\YDU\ZLWKORFDOZDWHUFRQGLWLRQV
6\VWHPVFHUWLILHGIRUF\VWUHGXFWLRQPD\EHXVHGRQGLVLQIHFWHGZDWHUVWKDW
PD\FRQWDLQILOWHUDEOHF\VWV(3$(VW01
&HV\VWqPHDpWpWHVWpFRQIRUPpPHQWDX[QRUPHV16)$16,SRXU
DVVXUHUODUpGXFWLRQGHVVXEVWDQFHVOLVWpHVFLGHVVRXV/DFRQFHQWUDWLRQGHV
VXEVWDQFHVVSpFLILpHVGDQVO·HDXDUULYDQWDXV\VWqPHDpWpUpGXLWHjXQH
YDOHXULQIpULHXUHRXpJDOHjODOLPLWHDGPLVHSRXUO·HDXVRUWDQWGXV\VWqPHWHO
TXHGpILQLGDQVOHVQRUPHV16)$16,
/HVSHUIRUPDQFHVUpHOOHVSHXYHQWYDULHUVHORQOHVFRQGLWLRQVGHO·HDXIRXUQLH
ORFDOHPHQW
/HVV\VWqPHVFHUWLILpVSRXUODUpGXFWLRQGHVN\VWHVSHXYHQWrWUHXWLOLVpVVXUOHV
HDX[GpVLQIHFWpHVTXLSHXYHQWFRQWHQLUGHVN\VWHVILOWUDEOHV(3$(VW1R
01
(VWHVLVWHPDKDVLGRSUREDGRGHDFXHUGRFRQ16)$16,SDUDODUHGXFFLyQ
GHODVVXVWDQFLDVPHQFLRQDGDVPiVDGHODQWH/DFRQFHQWUDFLyQGHODV
VXVWDQFLDVLQGLFDGDVFRQWHQLGDVHQHODJXDTXHHQWUDDOVLVWHPDIXHUHGXFLGD
DXQDFRQFHQWUDFLyQPHQRURLJXDODOOtPLWHSHUPLWLGRSDUDHODJXDTXHVDOH
GHOVLVWHPDVHJ~QODVQRUPDVHVWDEOHFLGDVSRU16)$16,
(OGHVDUUROORUHDOSRGUtDYDULDUGHDFXHUGRFRQODVFRQGLFLRQHVORFDOHVGHO
DJXD
/RVVLVWHPDVFHUWLILFDGRVSDUDODUHGXFFLyQGHTXLVWHVVHSRGUiQXVDUHQ
DJXDVGHVLQIHFWDGDVTXHSXHGDQFRQWHQHUTXLVWHVILOWUDEOHV(3$(VWQ
01
7HVWHGDQGFHUWLILHGE\16),QWHUQDWLRQDODJDLQVW16)$16,6WDQGDUGLQ
PRGHOV3;54)%/3;545%/3154)%/31545%/3154)%/
3154)::3154)%%3154)&&3154/%13154/5%
31545%/31545%1DQG315455%IRUWKHUHGXFWLRQRIWKHFODLPV
VSHFLILHGRQWKH3HUIRUPDQFH'DWD6KHHW
$9(57,66(0(17
7HVWpHWKRPRORJXpSDU16),QWHUQDWLRQDOVHORQOHVQRUPHV
1R16)$16,GDQVOHVPRGqOHV3;54)%/3;545%/3154)%/
31545%/3154)%/3154)::3154)%%3154)&&
3154/%13154/5%31545%/31545%1HW315455%SRXU
ODUpGXFWLRQGHVSUpWHQWLRQVLQGLTXpHVGDQVODIHXLOOHGHVGRQQpHVGH
SHUIRUPDQFH
$ILQGHUHGXFLUHOULHVJRDVRFLDGRFRQODLQJHVWLyQGHFRQWDPLQDQWHVQR
XVHFRQDJXDTXHQRVHDVHJXUDDQLYHOPLFUREDFWHULROyJLFRRGHFDOLGDG
GHVFRQRFLGDVLQXQDGHVLQIHFFLyQDGHFXDGDDQWHVRGHVSXpVGHOVLVWHPD
/DVSHTXHxDVSLH]DVTXHVREUDQGHVSXpVGHODLQVWDODFLyQSXHGHQFRQVWLWXLUXQ
ULHVJRGHDVIL[LD'HVpFKHODVDGHFXDGDPHQWH
$'9(57(1&,$
3UREDGR\FHUWLILFDGRSRU16),QWHUQDWLRQDOFRQWUDORV(VWiQGDUHV16)
$16,HQORVPRGHORV3;54)%/3;545%/3154)%/31545%/
3154)%/3154)::3154)%%3154)&&3154/%1
3154/5%31545%/31545%1\315455%SDUDODUHGXFFLyQGHORV
UHFODPRVHVSHFLILFDGRVHQOD+RMDGH'DWRVGH'HVDUUROOR
5HSODFHPHQW)LOWHU&DUWULGJHV(VWLPDWHG
5HSODFHPHQW&RVWV
)4523)³5HSODFHPHQWILOWHUFDUWULGJH²
)RUUHSODFHPHQWSDUWVFDOOWROOIUHH
86&DQDGD(QJOLVK
&DQDGD)UHQFK
3RXUUpGXLUHOHULVTXHOLpjO·LQJHVWLRQGHFRQWDPLQDQWVQ·XWLOLVH]SDVOH
V\VWqPHDYHFGHO·HDXLQVDOXEUHRXG·XQHTXDOLWpGRXWHXVHVDQVDYRLU
SURFpGpjXQHGpVLQIHFWLRQHQDPRQWHWHQDYDOGXV\VWqPH
/HVSHWLWHVSLqFHVQRQXWLOLVpHVDSUqVO·LQVWDOODWLRQSHXYHQWVXVFLWHU
XQULVTXHG·pWRXIIHPHQWSRXUOHVMHXQHVHQIDQWV9HLOOHUjOHVpOLPLQHU
63(&,),&$7,21663e&,),&$7,216(63(&,),&$&,21(6
(/(0(172'(
5((03/$=2
e/e0(17'(
5(03/$&(0(17
5(3/$&(0(17
(/(0(17
0HVXUHHQSDUWLFXOHVPO3DUWLFXOHVXWLOLVpVGHPLFURQ
&DUDFWpULVWLTXHVWHFKQLTXHVGHIRQFWLRQQHPHQW
&DSDFLWpFHUWLILpHSRXUMXVTX·jOJDOORQVMXVTX·jVL[PRLV
([LJHQFHVGHSUHVVLRQSVLEDU
7HPSpUDWXUH&)
7DX[GHFLUFXODWLRQOSPJSP
0HGLGDVHQSDUWtFXODVP/3DUWtFXODVXVDGDVHUDQGHPLFURQHV
(VSHFLILFDFLRQHVRSHUDWLYDV
&DSDFLGDG&HUWLILFDGRSDUDXQPi[LPRGHOLWURVJDORQHVKDVWDVHLVPHVHV
5HTXLVLWRVGHWHPSHUDWXUDSVL²EDU
7HPSHUDWXUD&)
5LWPRGHIOXMROSPJSP
*(1(5$/(/(&75,&&203$1<$SSOLDQFH3DUN/RXLVYLOOH.< ZZZ*($SSOLDQFHVFRP
*(
&DUWXFKRVGHILOWURGHUHHPSOD]RFRVWRVHVWLPDGRV
GHUHSRVLFLyQ
)4523)³5HSRVLFLyQGHOUHFLSLHQWHGHOILOWUR²
3DUDSDUWHVGHUHHPSOD]ROODPHJUDWLVDO((
88&DQDGiLQJOpV&DQDGi
IUDQFpV
&DUWRXFKHVILOWUDQWHVGHUHPSODFHPHQW&RWV
GHUHPSODFHPHQWHVWLPpV
)4523)³&DUWRXFKHjILOWUHGHUHPSODFHPHQW
²
3RXUGHVSLqFHVGHUHPSODFHPHQWFRPSRVHUOH
QXPpURVDQVIUDLVe8
&DQDGD$QJODLV&DQDGD)UDQoDLVH
3DUDPHWH
3DUDPHWUH
3DUiPHWUR
86(3$
0&/
,QIOXHQW
&KDOOHQJH&RQFHQWUDWLRQ
,QIOXHQW
$YHUDJH
(IIOXHQW
$YHUDJH
5HGXFWLRQ
$YHUDJH
0LQ5HTXLUHG
5HGXFWLRQ
86(3$
0&/
&RQFHQWDWLRQG·DPRUFH
GDQVO·HDXHQWUDQWH
0R\HQQHGDQV
O·HDXHQWUDQWH
(DXVRUWDQWH
0R\HQQH
5pGXFWLRQHQ
SRXUFHQWDJH
0R\HQ
5pGXFWLRQUHTXLVH
PLQLPXP
86(3$
0&/
,QIOXHQWH
&RQFHQWUDFLyQGHUHWR
,QIOXHQWH
3URPHGLR
(IOXHQWH
3URPHGLR
GHUHGXFFLyQ
3URPHGLR
5HGXFFLyQPtQLPD
QHFHVDULD
6WDQGDUG1R$HVWKHWLF(IIHFWV1RUPH1R(IIHWVHVWKHWLFV(VWiQGDU1R(IHFWRVDHVWpWLFRV
&KORULQH7DVWH
DQG2GRU
*RWHWRGHXU
GHFKORUH*XVWR
\2ORUDFORUR
³ PJ/ PJ/ PJ/ !
3DUWLFXODWH
3DUWLFXOHV
3DUWtFXODV
³ DWOHDVWSDUWLFOHVP/
$XPRLQVSDUWLFXOHVPO
SRUORPHQRVSDUWtFXODVP/
P/ P/
0HDVXUHPHQWLQSDUWLFOHVP/3DUWLFOHVXVHGZHUH²PLFURQV
2SHUDWLQJ6SHFLILFDWLRQV
&DSDFLW\UDWHGIRUXSWRJDOORQVOXSWRVL[PRQWKV
3UHVVXUHUHTXLUHPHQW²SVL²EDU
7HPSHUDWXUH²)²&
)ORZUDWHJSPOSP
,1&/8'('&20321(176
)LOWHUFDUWULGJHV ,QVWUXFWLRQ0DQXDO
&20326$176,1&/86
&DUWRXFKHVILOWUDQWHV 'LUHFWLYHVG·LQVWDOODWLRQ
&20321(17(6,1&/8,'26
&DUWXFKRVGHOILOWUR 0DQXDOGHLQVWUXFFLRQHV
&$87,217RUHGXFHWKHULVNDVVRFLDWHG
ZLWKSURSHUW\GDPDJHGXHWRZDWHU
OHDNDJHUHDGDQGIROORZLQVWUXFWLRQV
EHIRUHLQVWDOODWLRQDQGXVHRIWKLVV\VWHP
,QVWDOODWLRQDQGXVH0867FRPSO\ZLWKDOO
VWDWHDQGORFDOSOXPELQJFRGHV3URWHFW
IURPIUHH]LQJUHPRYHILOWHUFDUWULGJHZKHQ
WHPSHUDWXUHVDUHH[SHFWHGWRGURSEHORZ
)&'RQRWLQVWDOOV\VWHPVLQDUHDV
ZKHUHDPELHQWWHPSHUDWXUHVPD\JRDERYH
)RUEHORZ)'RQRWLQVWDOOLIZDWHU
SUHVVXUHH[FHHGVSVL,I\RXUZDWHU
SUHVVXUHH[FHHGVSVLN3D\RXPXVW
LQVWDOODSUHVVXUHOLPLWLQJYDOYH&RQWDFWD
SOXPELQJSURIHVVLRQDOLI\RXDUHXQFHUWDLQ
KRZWRFKHFN\RXUZDWHUSUHVVXUH7KH
ILOWHUFDUWULGJHVKRXOGEHUHSODFHGHYHU\VL[
PRQWKVRUDWUDWHGFDSDFLW\RIJDOORQV
RUZKHQLQGLFDWHGE\WKHV\VWHPPRQLWRURU
ZKHQQRWLFHDEOHUHGXFWLRQLQIORZRFFXUV
7XUQ2))WKHLFHPDNHULIDWWDFKHGWRWKH
V\VWHP
7XUQRIIZDWHUVXSSO\WRWKHV\VWHP
7XUQ21IDXFHWWRGUDLQWDQNPD\WDNH
VHYHUDOPLQXWHV7XUQ2))IDXFHWZKHQ
WDQNLVHPSW\
5HPRYHWKHSUHILOWHUSRVWILOWHUDQG
5HYHUVH2VPRVLVFDUWULGJHVE\URWDWLQJWR
WKHOHIWDERXWWXUQ
6DQLWL]HWKH5HYHUVH2VPRVLV6\VWHP
127(6\VWHPVKRXOGEHVDQLWL]HGZKHQ
UHSODFLQJWKHSUHILOWHUDQGSRVWILOWHUFDUWULGJHV
RUWKH5HYHUVH2VPRVLVFDUWULGJH)ROORZWKH
6DQLWL]LQJWKH5HYHUVH2VPRVLV6\VWHP
SURFHGXUHRXWOLQHGLQWKH2ZQHU·V0DQXDO
5HPRYHIRLORQWRSRIQHZUHSODFHPHQW
FDUWULGJHV,QVWDOOQHZFDUWULGJHVLQWR
WKHPDQLIROGE\WXUQLQJWRWKHULJKW
DERXWWXUQXQWLOWKHDOLJQPHQW
PDUNVOLQHXSDQGWKHFDUWULGJHVVWRS
'212729(57,*+7(17KHFDUWULGJHV
ZLOOULVHXSDVWKH\DUHWXUQHG
127(7KHSUHILOWHUDQGSRVWILOWHUDUHLGHQWLFDO
<RXPD\LQVWDOOHLWKHUILOWHULQWKHSUHILOWHU
RUSRVWILOWHUSRVLWLRQ7KHUHYHUVHRVPRVLV
FDUWULGJHLVLQVWDOOHGLQWKHFHQWHUSRVLWLRQ
7XUQ21ZDWHUVXSSO\WRILOOWKHV\VWHP
PD\WDNHXSWRIRXUKRXUV&KHFNIRU
OHDNV
5HPRYHWKHEDWWHU\WUD\DQGZDLW
VHFRQGVEHIRUHUHSODFLQJWKHEDWWHU\
SRVLWLYH´µVLGHXSWRIXOO\UHVHWWKH
PRQLWRUIXQFWLRQLQWKHIDXFHWEDVH
IRUWKHQH[WVL[PRQWKVVHH%DWWHU\
,QVWDOODWLRQLQWKH2ZQHUV0DQXDOIRU
SURSHUSURFHGXUH
,IRQO\WKHSUHILOWHUDQGSRVWILOWHU
DUHUHSODFHGWXUQWKHIDXFHW21DQG
ILOODQGHPSW\WKHILOOHGVWRUDJHWDQN
DWRWDORIWZRWLPHV,IWKHPHPEUDQH
FDUWULGJHLVUHSODFHGILOODQGHPSW\WKH
VWRUDJHWDQNDWRWDORIIRXUWLPHV7KLV
ZLOOUHPRYHWKHIRRGJUDGHSUHVHUYDWLYHV
FRQWDLQHGLQQHZPHPEUDQHV7KLV
SUHVHUYDWLYHZLOOJLYHSURGXFWZDWHUDQ
XQSOHDVDQWWDVWHDQGRGRU
2QFHWKHVWRUDJHWDQNLVIXOOWXUQ
RQWKHLFHPDNHULIDWWDFKHGWRWKH
V\VWHP
$77(17,213RXUUpGXLUHOHVULVTXHV
DVVRFLpVDX[GRPPDJHVPDWpULHOVHQUDLVRQ
GHIXLWHVG·HDXOLVH]HWVXLYH]OHVLQVWUXFWLRQV
DYDQWO·LQVWDOODWLRQHWO·XWLOLVDWLRQGHFH
V\VWqPH/·LQVWDOODWLRQHWO·XWLOLVDWLRQ'2,9(17
rWUHFRQIRUPHVjWRXVOHVFRGHVGHSORPEHULH
HQYLJXHXU3URWpJH]GXJHOUHWLUH]OD
FDUWRXFKHGHILOWUHORUVTXHOHVWHPSpUDWXUHV
VRQWVXSSRVpHVFKXWHUHQGHVVRXVGH&
1·LQVWDOOH]SDVGHV\VWqPHVGDQVGHV]RQHV
ROHVWHPSpUDWXUHVDPELDQWHVPRQWHQW
DXGHVVXVGH&RXHQGHVVRXVGH&
1HSURFpGH]SDVjO·LQVWDOODWLRQVLODSUHVVLRQ
G·HDXGpSDVVHN3D6LODSUHVVLRQG·HDX
GpSDVVHN3DYRXVGHYH]LQVWDOOHUXQ
OLPLWHXUGHSUHVVLRQ&RQWDFWH]XQSORPELHU
VLYRXVDYH]GHVGRXWHVVXUODPDQLqUHGH
YpULILHUODSUHVVLRQG·HDX/DFDUWRXFKHGH
ILOWUHGRLWrWUHUHPSODFpHWRXVOHVVL[PRLV
RXjODFDSDFLWpQRPLQDOHGHOLWUHVRX
jO·LQYLWHGXPRQLWHXUGXV\VWqPHRXHQFDV
GHUpGXFWLRQQRWDEOHGXGpELW
0HWWH]ODPDFKLQHjJODoRQVHQSRVLWLRQ
2))DUUrWVLHOOHHVWDWWDFKpHDX
V\VWqPH
&RXSH]O·DOLPHQWDWLRQHQHDXGXV\VWqPH
2XYUH]OHURELQHWSRXUYLGHUOHUpVHUYRLU
FHODSHXWUHQGUHSOXVLHXUVPLQXWHV
)HUPH]OHURELQHWTXDQGOHUpVHUYRLUHVW
YLGH
(QOHYH]OHVFDUWRXFKHVGHSUpILOWUHGH
SRVWILOWUHHWG·RVPRVHLQYHUVpHHQOHV
IDLVDQWWRXUQHUYHUVODJDXFKHHQYLURQ
GHWRXU
$VHSWLVH]OHV\VWqPHG·RVPRVHLQYHUVpH
127(9RXVGHYH]DVHSWLVHUOHV\VWqPH
TXDQGYRXVUHPSODFH]ODFDUWRXFKHGH
SUpILOWUHHWODFDUWRXFKHGHSRVWILOWUHRX
ODFDUWRXFKHG·RVPRVHLQYHUVpH6XLYH]OHV
SURFpGXUHVGHODVHFWLRQ$VHSWLVDWLRQGX
V\VWqPHG·RVPRVHLQYHUVpHGpFULWHVGDQVOH
PDQXHOGXSURSULpWDLUH
(QOHYH]O·RSHUFXOHDXVRPPHWGHV
QRXYHOOHVFDUWRXFKHVGHUHPSODFHPHQW
,QVWDOOH]OHVQRXYHOOHVFDUWRXFKHVGDQV
OHFROOHFWHXUHQWRXUQDQWYHUVODGURLWH
HQYLURQGHWRXUMXVTX·jFHTXHOHV
PDUTXHVG·DOLJQHPHQWVRLHQWDOLJQpHV
HWOHVFDUWRXFKHVV·DUUrWHQW1(6(55(=
3$67523/HVFDUWRXFKHVVHVRXOqYHQW
TXDQGHOOHVVRQWWRXUQpHV
127(/HSUpILOWUHHWOHSRVWILOWUHVRQW
LGHQWLTXHV9RXVSRXYH]LQVWDOOHUO·XQGH
FHVILOWUHVjODSODFHGHO·DXWUH9RXVGHYH]
LQVWDOOHUODFDUWRXFKHG·RVPRVHLQYHUVpH
DXFHQWUH
2XYUH]O·DSSURYLVLRQQHPHQWG·HDXSRXU
UHPSOLUOHV\VWqPHFHODSHXWSUHQGUH
MXVTX·jTXDWUHKHXUHV
9pULILH]TX·LOQ·\DSDVGHIXLWH
5HWLUH]OHSODWHDXGHEDWWHULHHWDWWHQGH]
VHFRQGHVDYDQWGHUHPSODFHUOD
EDWWHULHIDFHSRVLWLYH´µYHUVOHKDXW
DILQGHUpLQLWLDOLVHUWRWDOHPHQWODIRQFWLRQ
GHVXUYHLOODQFHGDQVODEDVHGXURELQHW
SRXUOHVVL[SURFKDLQVPRLVYRLUOD
UXEULTXHVXUO·LQVWDOODWLRQGHODEDWWHULH
GDQVOH0DQXHOGHO·XWLOLVDWHXUSRXU
FRQQDvWUHODPDQ±XYUHDSSURSULpH
6LVHXOVOHSUpILOWUHHWOHSRVWILOWUHVRQW
UHPSODFpVRXYUH]OHURELQHW21HW
UHPSOLVVH]SXLVYLGH]OHUpVHUYRLUjGHX[
UHSULVHV6LODFDUWRXFKHjPHPEUDQH
HVWUHPSODFpHUHPSOLVVH]SXLVYLGH]
OHUpVHUYRLUjTXDWUHUHSULVHV&HWWH
PDQ±XYUHpOLPLQHUDOHVDJHQWVGH
FRQVHUYDWLRQGHTXDOLWpDOLPHQWDLUH
FRQWHQXVGDQVOHVQRXYHOOHVPHPEUDQHV
&HVDJHQWVGRQQHUDLHQWXQJRWHWXQH
RGHXUGpVDJUpDEOHVjO·HDX
4XDQGOHUpVHUYRLUGHVWRFNDJHHVWSOHLQ
PHWWH]HQPDUFKHODPDFKLQHjJODoRQV
VLHOOHHVWDWWDFKpHDXV\VWqPH
35(&$8&,Ï1$ILQGHUHGXFLUHOULHVJR
DVRFLDGRFRQGDxRVVREUHODSURSLHGDG
GHELGRDSpUGLGDGHDJXDOHD\VLJDODV
VLJXLHQWHVLQVWUXFFLRQHVDQWHVGHLQVWDODU\
XVDUHVWHVLVWHPD/DLQVWDODFLyQ\XVR'(%(
FXPSOLUFRQWRGRVORVFyGLJRVHVWDWDOHV
\ORFDOHVGHSORPHUtD&RPRSURWHFFLyQ
FRQWUDHOIUtRUHWLUHHOFDUWXFKRGHOILOWUR
FXDQGRVHHVSHUHTXHODWHPSHUDWXUD
VHDLQIHULRUDORV)&1RLQVWDOH
VLVWHPDVHQiUHDVGRQGHODVWHPSHUDWXUDV
GHODPELHQWHSXHGDQVHUVXSHULRUHVDORV
)RLQIHULRUHVDORV)1RUHDOLFH
ODLQVWDODFLyQVLODSUHVLyQGHODJXDVXSHUD
ORVSVL6LODSUHVLyQGHODJXDHVVXSHULRU
DORVSVL.3DGHEHUiLQVWDODUXQD
YiOYXODOLPLWDGRUDGHSUHVLyQ6LQRHVWi
VHJXURVREUHFyPRFRQWURODUODSUHVLyQGHO
DJXDFRQVXOWHDXQSORPHURSURIHVLRQDO
(OFDUWXFKRGHOILOWURVHGHEHUtDUHHPSOD]DU
FDGDVHLVPHVHVRDOOOHJDUDODFDSDFLGDG
GHJDORQHVRFXDQGRHOPRQLWRUGHO
VLVWHPDORLQGLTXHRFXDQGRODUHGXFFLyQ
GHOIOXMRVHDHYLGHQWH
$SDJXHODPiTXLQDGHKLHORVLHVWiXQLGD
DOVLVWHPD
$SDJXHHOVXPLQLVWURGHDJXDKDFLDHO
VLVWHPD
(QFLHQGDHOJULIRKDFLDHOWDQTXH
GHGUHQDMHSRGUtDWRPDUVHYDULRV
PLQXWRV&LHUUHHOJULIRFXDQGR
HOWDQTXHHVWpYDFtR
5HWLUHORVFDUWXFKRVGHSUHILOWURGHSRVW
ILOWUR\GHÏVPRVLV,QYHUVDURWDQGRKDFLD
ODL]TXLHUGDDSUR[LPDGDPHQWHXQWHUFLR
GHJLUR
'HVLQIHFWHHOVLVWHPDGHÏVPRVLV
,QYHUVD
127$(OVLVWHPDGHEHGHVLQIHFWDUVHFXDQGR
VHUHHPSODFHORVFDUWXFKRVGHSUHILOWUR\GH
SRVWILOWURRHOFDUWXFKRGHÏVPRVLV,QYHUVD
6LJDHOSURFHGLPLHQWR&yPRGHVLQIHFWDUHO
VLVWHPDGHÏVPRVLV,QYHUVDHVER]DGRHQHO
0DQXDOGHOSURSLHWDULR
5HWLUHHODOXPLQLRTXHYLHQHHQFLPD
GHORVQXHYRVFDUWXFKRVGHUHHPSOD]R
,QVWDOHORVQXHYRVFDUWXFKRVHQHO
FROHFWRUJLUDQGRKDFLDODGHUHFKD
DSUR[LPDGDPHQWHXQWHUFLRGHJLUR
KDVWDTXHODVPDUFDVGHDOLQHDFLyQ
TXHGHQDOLQHDGDV\ORVFDUWXFKRVSDUHQ
12$35,(7((1(;&(62/RVFDUWXFKRV
VHOHYDQWDUiQDPHGLGDTXHJLUDQ
127$(OSUHILOWUR\SRVWILOWURVRQ
LGpQWLFRV3XHGHLQVWDODUFXDOTXLHUILOWUR
HQODSRVLFLyQGHSUHILOWURRSRVWILOWUR(O
FDUWXFKRGHÏVPRVLV,QYHUVDVHLQVWDODHQ
ODSRVLFLyQFHQWUDO
(QFLHQGDHOVXPLQLVWURGHDJXDSDUDOOHQDU
HOVLVWHPDSXHGHWRPDUKDVWDKRUDV
5HYLVHHQEXVFDGHIXJDV
5HWLUHODEDQGHMDGHODEDWHUtD\HVSHUH
VHJXQGRVDQWHVGHUHHPSOD]DUOD
PLVPDFRQHOODGRSRVLWLYR´µKDFLD
DUULEDSDUDUHLQLFLDUFRPSOHWDPHQWH
ODIXQFLyQGHOPRQLWRUHQODEDVHGHO
JULIRSDUDORVSUy[LPRVVHLVPHVHVSDUD
UHDOL]DUXQSURFHGLPLHQWRFRUUHFWR
FRQVXOWHVREUHODLQVWDODFLyQGHODEDWHUtD
HQHO0DQXDOGHO8VXDULR
6LVyORVHUHHPSOD]DQHOSUHILOWUR\
HOSRVILOWURJLUHHOJULIRKDFLD21
(QFHQGHU\OOHQH\YDFtHHOWDQTXHGH
DOPDFHQDPLHQWROOHQRXQWRWDOGHGRV
YHFHV6LVHUHHPSOD]DHOFDUWXFKRGH
ODPHPEUDQDOOHQH\YDFtHHOWDQTXH
GHDOPDFHQDPLHQWRXQWRWDOGHFXDWUR
YHFHV(VWRHOLPLQDUiORVFRQVHUYDQWHV
SDUDDOLPHQWRVFRQWHQLGRVHQODVQXHYDV
PHPEUDQDV(VWRVFRQVHUYDQWHVOH
GDQDODJXDSURGXFWRXQJXVWR\RORU
GHVDJUDGDEOH
8QDYH]TXHHOWDQTXHGH
DOPDFHQDPLHQWRHVWpOOHQRHQFLHQGD
ODPiTXLQDGHKLHORVVLHVWiSHJDGRDO
VLVWHPD
*(3URILOH
,QVWUXFWLRQ0DQXDODQG3HUIRUPDQFH'DWD6KHHW
,QVWDOODWLRQ,QVWDOODWLRQ,QVWDODFLyQ
7RUHPRYH
3RXUHQOHYH]
3DUDUHWLUDU
5HYHUVH
2VPRVLV
2VPRVH
LQYHUVpH
ÏVPRVLV
,QYHUVD
3UHILOWHU
3UpILOWUH
3UHILOWUR
3RVWILOWHU
3RVWILOWUH
3RVWILOWUR
State of California
Department of Public Health
Water Treatment Device
Certificate Number
Date Issued: January 6, 2010
Trademark/Model Designation
Replacement Elements
Revised: A
p
ril 30
,
2010
167705 -
FF51QRXP retawtramS EG
Q
ROPF
(
Pre and Post Filter
)
F
Q
ROMF
(
Membrane
)
FLBF51QRNP retawtramS EG
Q
ROPF
(
Pre and Post Filter
)
F
Q
ROMF
(
Membrane
)
FLBR51QRXP retawtramS EG
Q
ROPF
(
Pre and Post Filter
)
F
Q
ROMF
(
Membrane
)
FLBR51QRNP retawtramS EG
Q
ROPF
(
Pre and Post Filter
)
F
Q
ROMF
(
Membrane
)
Manufacturer:
General Electric Company
The water treatment device(s) listed on this certificate have met the testing requirements pursuant to Section
116830 of the Health and Safety Code for the following health related contaminants:
Cysts
Turbidity
Arsenic
1
Asbestos
Barium
Cadmium
Chromium (hexavalent)
Chromium (trivalent)
Copper
Lead
Selenium
N
one
Microbiological Contaminants and Turbidity
Inorganic/Radiological Contaminants
Organic Contaminants
Do not use where water is microbiologically unsafe or with water of unknown quality, except that systems certified
for cyst reduction may be used on disinfected waters that may contain filterable cysts.
1
Claims for arsenic reduction shall only be made on water supplies maintaining detectable residual free chlorine at the
reverse osmosis (RO) system inlet. Water systems using an in-line chlorinator should provide a minimum of 1 minute
chlorine contact time before the RO system.
900 gal
Rated Service Capacity:
8.46 gpd
Rated Service Flow:
Conditions of Certification:
State of California
Department of Public Health
Water Treatment Device
Certificate Number
1706
Date Issued:
April 18, 2010
Trademark/Model Designation
05-
GE Profile PNRQ20FBL
GE Profile PNRQ20FBB
GE Profile PNRQ20FCC
GE Profile PNRQ20FWW
GE Profile PNRQ21LRB
GE Profile PNRQ21LBN
GE Profile PNRQ21LBC
GE Profile PNRQ20RBL
GE Profile PNRQ21RB
N
GE Profile PNRQ21RRB
Manufacturer:
General Electric Company
The water treatment device(s) listed on this certificate have met the testing requirements pursuant to Section
116830 of the Health and Safety Code for the following health related contaminants:
Cysts
Turbidity
Arsenic
1
Asbestos
Bariu
m
Cadmiu
m
Chromium
(
hexavalent
)
Chromium
(
trivalent
)
Co
pp
er
Lea
d
Seleniu
m
N
one
Microbiological Contaminants and Turbidity
Inorganic/Radiological Contaminants
Organic Contaminants
900 gal
Rated Service Capacity:
13.16 gpd
Rated Service Flow:
Do not use where water is microbiologically unsafe or with water of unknown quality, except that systems
certified for cyst reduction may be used on disinfected waters that may contain filterable cysts.
1
Claims for arsenic reduction shall only be made on water supplies maintaining detectable residual free chlorine at
the reverse osmosis (RO) system inlet. System has been tested for reduction of arsenic at concentrations of 0.050
mg/L or less. Water systems using an in-line chlorinator should provide a minimum of 1 minute chlorine contact
time before the RO system.
FQROPF Prefilter
FQROMF Membrane
FQROPF Postfilter
Replacement Elements:
/,0,7(''$<:$55$17<
*$5$17,(/,0,7e('(-2856
*$5$17Ë$/,0,7$'$325'Ë$6
,I\RXU*(ILOWHUIDLOVEHFDXVHRIPDQXIDFWXULQJGHIHFWVZLWKLQGD\VIURPWKHGDWHRIRULJLQDO
SXUFKDVHZHZLOOSURYLGHDQHZILOWHUZLWKRXWFKDUJH5HWXUQWKHGHIHFWLYHILOWHUWRWKHUHWDLOHUIURP
ZKRPLWZDVSXUFKDVHGZLWKDFRS\RIWKH´SURRIRISXUFKDVHµ,IWKHILOWHULVGHIHFWLYHLWZLOOEH
UHSODFHG
7KLVZDUUDQW\GRHVQRWFRYHUILOWHUVWKDWDUHLPSURSHUO\LQVWDOOHGGDPDJHGDEXVHGRUXVHGIRURWKHU
WKDQWKHLQWHQGHGSXUSRVH,WGRHVQRWLQFOXGHWKHFRVWRIUHWXUQLQJWKHILOWHUWRWKHYHQGRUIURP
ZKLFKLWZDVSXUFKDVHGWKHODERUWRUHPRYHLQVWDOORUGLDJQRVHWKHIDLOXUHSDUWVXVHGLQFRPPHUFLDO
DSSOLFDWLRQVDQGLQFLGHQWDORUFRQVHTXHQWLDOGHIHFWZLWKWKHXQLW
(;&/86,212),03/,(':$55$17,(6³<RXUVROHDQGH[FOXVLYHUHPHG\LV
SURGXFWH[FKDQJHDVSURYLGHGLQWKLV/LPLWHG:DUUDQW\$Q\LPSOLHGZDUUDQWLHV
LQFOXGLQJWKHLPSOLHGZDUUDQWLHVRIPHUFKDQWDELOLW\RUILWQHVVIRUDSDUWLFXODU
SXUSRVHDUHOLPLWHGWRGD\VRUWKHVKRUWHVWSHULRGDOORZHGE\ODZ
6LYRWUHILOWUH*(FRQQDvWXQHGpIDLOODQFHjFDXVHG·XQGpIDXWGHIDEULFDWLRQDXFRXUVGHVMRXUV
VXLYDQWODGDWHG·DFKDWRULJLQDO*(pFKDQJHUDOHILOWUHGpIHFWXHX[SRXUXQQRXYHDXILOWUHVDQVIUDLV
5HWRXUQH]OHILOWUHGpIHFWXHX[DXGpWDLOODQWG·RYRXVO·DYH]DFKHWpDYHFXQHFRSLHGHOD©SUHXYH
G·DFKDWª6LOHILOWUHHVWGpIHFWXHX[LOVHUDUHPSODFp
&HWWHJDUDQWLHQHFRXYUHSDVOHVILOWUHVTXHVRQWPDOLQVWDOOpVHQGRPPDJpVPDOXWLOLVpVRXXWLOLVpV
jGHVILQVDXWUHVTXHFHOOHVSUpYXHV&HFLQ·LQFOXWSDVOHFRWGHUHWRXUGXILOWUHDXGpWDLOODQWG·RLO
DpWpDFKHWpODPDLQG·RHXYUHSRXUOHUHWLUHUO·LQVWDOOHURXGLDJQRVWLTXHUODGpIDLOODQFHOHVSLqFHV
XWLOLVpHVGDQVOHVDSSOLFDWLRQVFRPPHUFLDOHVHWOHVGRPPDJHVLQGLUHFWVRXFRQVpFXWLIVFDXVpVSDUGHV
GpIDLOODQFHVSRVVLEOHVGHO·DSSDUHLO
(;&/86,21'(*$5$17,(6,03/,&,7(6³9RWUHVHXOHWXQLTXHUHFRXUVHVW
O·pFKDQJHGXSURGXLWVHORQOHVGLVSRVLWLRQVGHFHWWH*DUDQWLHOLPLWpH7RXWHVOHV
JDUDQWLHVLPSOLFLWHVLQFOXDQWOHVJDUDQWLHVGHFRPPHUFLDOLWpHWG·DGpTXDWLRQj
XQXVDJHVSpFLILTXHVHOLPLWHQWjMRXUVRXjODFRXUWHSpULRGHSHUPLVHSDU
ODORL
6LVXILOWURGH*(IDOODGHELGRDXQGHIHFWRGHIDEULFDFLyQGHQWURGHOSHUtRGRGHGtDV
DSDUWLUGHODIHFKDGHFRPSUDRULJLQDO*(FDPELDUiHOILOWURGHIHFWXRVRSRUXQILOWUR*(
QXHYRVLQFRVWR(QYtHHOILOWURGHIHFWXRVRDOYHQGHGRUGRQGHORFRPSUyMXQWRFRQXQD
FRSLDGHO´FRPSUREDQWHGHFRPSUDµGHOILOWUR6LHOILOWURHVWiGHIHFWXRVRORFDPELDUHPRV
(VWDJDUDQWtDQRFXEUHILOWURVLQVWDODGRVLQFRUUHFWDPHQWHGDxDGRVPDOWUDWDGRVQL
XVDGRVSDUDRWURSURSyVLWRTXHQRVHDSDUDHOFXDOIXHURQGLVHxDGRV1RLQFOX\HHOFRVWR
GHGHYROXFLyQGHOILOWURDOYHQGHGRUGRQGHORFRPSUyODPDQRGHREUDSRUUHPRYHU
LQVWDODURGLDJQRVWLFDUODIDOODODVSLH]DVXWLOL]DGDVHQDSOLFDFLRQHVFRPHUFLDOHVORVGDxRV
DFFLGHQWDOHVRFRQVHFXHQWHVSURYRFDGRVSRUSRVLEOHVGHIHFWRVFRQODXQLGDG
(;&/86,Ï1'(*$5$17Ë$6,03/Ë&,7$6³6X~QLFR\H[FOXVLYRGHUHFKRHV
HOFDPELRGHOSURGXFWRWDO\FRPRVHLQGLFDHQHVWD*DUDQWtDOLPLWDGD
&XDOTXLHUJDUDQWtDLPSOtFLWDLQFOX\HQGRODVJDUDQWtDVLPSOtFLWDVGH
FRPHUFLDELOLGDGRDGHFXDFLyQSDUDXQILQGHWHUPLQDGRHVWiQOLPLWDGDVD
GtDVRDOSHUtRGRPiVFRUWRSHUPLWLGRSRUODOH\
